Finity360 Transition
Finity360 Transition lets the Financial Advisor’s transition is a challenging and cumbersome process, it involves clients' data privacy, data accuracy, new
account openings, data transferring by complying with FINRA regulations, and more.
This process requires a tremendous amount of paperwork that needs to be processed, signed, and submitted. Which may last for about 3-6 months, thus affecting Advisors with the loss of revenue and business disruption.
account openings, data transferring by complying with FINRA regulations, and more.
This process requires a tremendous amount of paperwork that needs to be processed, signed, and submitted. Which may last for about 3-6 months, thus affecting Advisors with the loss of revenue and business disruption.
Highlights
- Finity360transition service is a leading forms automation and workflow solution that can help you manage a huge amount of workload that comes with the Adviser's transitioning.
- It helps save time, money& effort for RIAs, Broker-Dealers and advisors with its secured could- based solution.
- We create a pleasant experience for the Advisor and Client transitioning according to the firm's specific instructions.
Data Sheets
