Capital Markets Operations and Technology Expertise

As an expert in the design and delivery of cost-effective, high-performance technology solutions in support of rapid growth, Casey is a integral member of the Executive Team and business partner building culturally diverse, team-centered operating units, with excellent business process and strategy development skills. Casey earned his B.A. in Business Communications and a minor in Healthcare Administration from Concordia University of Wisconsin, holds various technology certificates, carries his series 7, California Health & Life License and has received the distinguished awards to include: 2018 Top Tech Execs San Diego Lifetime Achievement Honoree, 2013 Top Tech Exec San Diego Honoree in the Private Medium category, and has also served as a Top Tech Exec San Diego judge and Advisory Board. With extensive experience in both hardware and software applications, Casey brings a forward-thinking, holistic approach to providing timely and valuable solutions within heavily-regulated environments. Casey rebuilt and architected the entire company-wide infrastructure to a 99.9% uptime environment and continues to thrive in customer-centric initiatives creating strong alliances with vendors and suppliers. Casey is also highly involved in the Financial Services Institute, a nationally recognized industry organization representing Independent Broker Dealers in Washington DC by serving on both the Operations/Technology Council and Cybersecurity taskforce as Chairman. Serving our country in the United States Marine Corps, Casey was awarded the Navy Unit Commendation and the Meritorious Unit Commendation medals for superior work performance and ethics. Casey currently lives in San Diego, California with his wife, and his two children. He enjoys volunteering in the community and Non Profit Wish a Smile teaching youth leadership skills and core values – Accountability, Community, Humility, Integrity, Meritocracy, and Respect.